Crafting a Regulatory Compliance Specialist resume that catches … Objective : Hardworking, determined, recent MBA graduate from Lehigh University pursuing a part-time, work-from-home position utilizing the skills learned in both the academic and professional environment. Conduct ongoing compliance monitoring, in conjunction with the Bank's Compliance Program, as designated annually by the Compliance Manager, as well as ensure the resolution of any Compliance issues that are tracked by Internal Audit. Known for possessing exceptional analytical and investigative skills as well as excellent verbal, written and presentation skills. Work well in a high-pressure environment. 3yrs data entry clerk experience. Performed extensive research pertaining to State and Federal Election Laws. Created monthly status reports for Political Law Group. Work is closely managed. Hard and determined worker,Works well with others, Excellent verbal and written communication skills, Superior organizational, follow-up skills, and strong multi-tasking skills. Communicated business groups potential risks for non-compliance. Developed and implemented new policies and procedures and quality processes for expansion in all areas of the business. Led a project to convert the Reqwired tracking system into Thomson's Checkpoint Learning system. Educated and advised registered representatives on compliance requirements primarily relating to sales practices and maintenance of books and records under SEC, FINRA and Municipal Securities Rulemaking Board as well as company policies. Also brings energy, enthusiasm and creative solutions to complex problems. Heading Theodore Thumper 34 Eat Street Squashed Peas, GA, 34749 Cell: (555) 987-1234 example-email@example.com Summary Regulatory Compliance Specialist … Implemented and maintained a U.S. and Canada Customs line review system for all imported products. Assisted Chief Compliance Officer in providing input and representation on key compliance initiatives, meetings, and committees. Designed, implemented and conducted Compliance processes for a start-up of a pick pack warehouse containing over 1200 SKU's. Worked with program management team to ensure all national vendor requirements were met, Monitored continuing program compliance for over 3,000 units in five states. Prepare for Senior Management and the Examiners the CRA Assessment Fair Lending Self Evaluation and risk assessment detailing the Bank's current performance and program effectiveness. Collected and analyzed Marketing Services Agreement materials and provided information for State audits. Objective : To succeed in an environment of growth and excellence and earn a job which provides me job satisfaction and self-development and help me achieve personal as well as organizational goals. One of the best ways for you to optimize your Compliance Specialist resume is to look at the job … I also have experience in policy and procedure review, Six Sigma process reviews, project management, and MS Office applications. Headline : A highly accomplished compliance and legal professional in the financial services industry. Presented findings to Vice Presidents of Production, Logistics, Finance and Legal Counsel. Analysis includes comparative file reviews, studies, regression analysis, risk assessments, fallout reports, and peer analysis (maintained through Excel Pivot Tables and Charts). The best examples from thousands of real-world resumes, Handpicked by resume experts based on rigorous standards, Tailored for various backgrounds and experience levels. Compliance Specialists ensure that the company they work for follows the rules pertaining to their particular industry. Interested and willing to advance in the IT Field. Demonstrated ability to build effective, productive relationships with individuals and teams to ensure that company policies and regulatory rules and regulations are maintained. Assist the Compliance Manager with the implementation of the Bank's Compliance Program to ensure conformity and adherence with all applicable state and federal laws and consumer regulations. Processed Client Information Profile (CIP) verifications using Lexis-Nexus/Bridger Insight program. Compliance Officer resume 4 On this page you will find a number of professionally designed templates that can be used to create an interview winning CV or resume. Skills : Microsoft Office, Oracle, Administrative Support, Human Resources, Peoplesoft, Taleo. Facilitates the ongoing task of compliance training. Implemented process updates to close gaps in processes. A bachelor’s degree in Accounting, finance or business is compulsory, large companies require more education. Regulatory Compliance Specialist Resume Examples & Samples Perform surveillance rounds on inpatient, residential and partial/iop programs ensuring continuous regulatory compliance Create and maintain (update as needed) a surveillance document with regulations and standards from Federal, State and … Updated departmental standard operating procedures and database to accurately reflect the current practices. Find inspiration from 100+ professional Compliance Specialist Resume Examples & Samples. Create strategies and plans for product approvals including inspections. Objective : Highly qualified Compliance Specialist with experience in the industry. Compliance Specialist defined and explained. Performed UDAAP risk assessment. Built relationships along with the Brand Engagement team which resulted in an increase in Brand engagement. Created custom pricing tickets using Bar Tender software. Word, PowerPoint. Works well in team environment as well as individually. Performed audits in Salesforce and other platforms to ensure policy and procedure guidelines were met. Skills : Certified Nures Aide, CPR, Phlebotomy Certification, Medical Office Asst. Resume Details. Hire Now SUMMARY: Dynamic and highly motivated finance professional with a track record of delivering strong results with … Skills, duties & more. Objective : Consistently recognized for quality work, demonstrated time management, and collaboration skills Proven ability to quickly adapt and conform to shifting priorities, demands and timelines Capable of learning new systems quickly, balance multiple projects, and act as primary owner of individual projects while not compromising quality of work Proficient in effectively communicating with all levels of firm organization. Kansas City, MO 64111 (777)-777-7777 [your email] Job Objective To use my skills and abilities to obtain a position within an organization as a Compliance Specialist … Responsibilities included on sample resumes for Compliance Specialists include assisting compliance manager and residence managers with obtaining and correcting documentation and resolving other … Your resume is the primary marketing document used in your job hunt, … Routed and scheduled of freight pick ups for compliance orders. Examined unnecessary chargebacks with functional areas (Transport, Sales, Operations etc ), creating and implementing plans of corrective action to prevent future occurrences, aligning self with the overall health of the company's finances. Responsibilities of a Compliance Specialist. Skills : MicroSoft Office, QuickBooks Pro. Administered Value Added Service Program for customers that require standard and custom pricing, ticketing and Floor Ready presentation. Aided in customer support issues in dealing with CPE issues including running custom reports in Access and SQL. Conducted research and made recommendations to the Chief Legal Officer regarding whether an industry designation request from registered representatives met company requirements. Trained and supervised two new interns working on projects assigned by upper management and myself. The Compliance Specialist I works on projects/matters of limited complexity in a support role. 20+ compliance specialist resume samples to customize for your own use. Created and maintained compliance data sheets for numerous customers. Compliance specialists—frequently referred to as compliance officers—ensure organizations remain up-to-date on all regulatory and … Provided support to MCS personnel in order to continuously improve procedures and help others make the best decisions while complying with the Medicare Managed Care Manual, the Medicare Prescription Drug Benefit Manual, ASES, OIG, Office of Commissiones of Insurance and Affortable Care Act regulations. These specialists have a number of different duties, including gathering and evaluating information, … Communicated with State Boards, upper management and clients on new or existing rule issues. Reviewed and updated outside business activities and outside brokerage accounts. Perform Compliance Reviews, prepare reports and provide to management for distribution. 2+ years of related experience at a Pharmaceutical, Biotech, or Medical Device company; 1+ year of experience working in a cGMP … Demonstrated ability to maintain a pleasant, positive, and courteous demeanour continually. Instituted a first sale duty savings program resulting in annual import cost savings of $800,000. Not every Compliance Specialist resume includes a professional summary, but that's generally because this section is overlooked by resume writers. Skills : Seventeen Years Of Experience In The Financial Industry That Includes Operations, Management, And Risk Management. Skills : Green Belt Six Sigma, A+ Certification, Network+ Certification. Called 160+ franchisees to ensure timely and accurate handling of insurance claims for multiple vendors, Ensured all franchisees on national program met requirements for each vendor, Worked to ensure all franchisees were familiar with certifications and compliance regulations, Significant use of computer software systems used to handle insurance claims for national program work (i.e., Microsoft Office, Xactimate, Xactanalysis, and Proprietary CRM software), Effectively communicated with franchises via phone, e-mail, and software updates to help them maximize their production efficiency to improve gross sales and net revenue. Assist Property manager with managing 460 unit on a tax credit /section 8 layered property such as coordinating resident functions and community outreach. Meet and greeted potential prospects and current residents in a timely and courteous manner to ensure the highest quality of customer service and satisfaction. Conducted annual branch office compliance inspections of registered representatives and Investment Advisers to ensure compliance with company policies and regulatory requirements. Assisted in increasing general manager compliance by an average of 22.9% across all brands (from 47.2% in 2010 to 70.1% in 2011 YTD). Created and published several compliance bulletins and weekly news articles to communicate to field and home office employees new regulatory and company policies via the Intranet. Facilitated annual compliance meetings to home office staff and registered representatives in the field in order to keep everyone current with new company and regulatory policies and rules. Excellent ability to focus on continuously identifying and addressing the strategic issues that can most affect the company's structure. Effectively developed strategies with managerial staff when critical issues were identified and immediate action was required. HR Compliance Specialist Job Description for Resume If you have worked before as a human resources compliance specialist or are presently working in that role and are making a resume … Monitored projects and regulatory agencies reporting requirements. Skills : Inventory Control, Compliance, Training & Development. Compliance Officer resume: Ensured contributions and expenditures were within State and Federal limits. Try Now! 846 Loving Acres Road. This is a real resume for a Corporate Compliance Specialist in Livonia, Michigan with experience working for such companies as Encore Rehabilitation. By using one of Resume.io’s field-tested resumes, and … Objective : Dear Reviewer, I am a graduate of The Ohio State University, in which I majored in animal science and minored in farm management. You may find that experience in other jobs will help … Skilled in managing multiple projects with exceptional communication and organizational skills. Collaborated with Operations department to support new product development, sustain engineering projects, and manage quality control programs. Stayed abreast of industry and compliance trends; recommended and implemented changes to internal company processes as needed. Assisted with the analysis and interpretation of regulatory compliance requirements Reviewed recent proposed activities by regulatory agencies to determine potential impact on company operations. Optimize Your Compliance Specialist Resume With The Compliance Specialist Job Description. There are plenty of opportunities to land a Regulatory Compliance Specialist job position, but it won’t just be handed to you. Click on the customize button to customize this resume with our … Summary : Compliance and risk management professional with experience in financial services. If you have the space to include it, … Provided feedback and made recommendations for improvement, drafted inspection reports to cover all findings and conclusions and presented final audit report to Regional Vice President in assigned region. Wrote and edited policy and procedure directives and updates to the companys CRM. Firm and flexible with proven effectiveness dealing with internal conflicts. Managed the equipment calibrations for over 250 units, including maintaining a monthly schedule of calibrations, organizing the department's equipment records, and producing documents upon the auditor's request. Consulted with product management, claims and sales management to keep field abreast of changes. Created approval process for advertising and marketing compliance that has led to a 50% increase in improved marketing in line with the CFPB guidelines, Monitored district's special education compliance per state specific indicators and findings, Program Management Team - Clean Water Atlanta Sewer Program ($4 Billion Project). Skills : Microsoft Outlook, Customer Service Skills, 10-key, Multi-Line Phone System, Microsoft office. Other degrees that we often see on compliance specialist resumes include associate degree degrees or high school diploma degrees. Relevant Certification is also strongly desired. Reviewed all marketing materials to meet state, federal, and company requirements. Research compliance-related questions, regulatory changes, and laws and regulations affecting new products and services. Maintained compliance mailbox and responded to emails from internal and external customers. Compliance Specialist Some of my duties included; summarizing all state, federal and licensing regulations to be audited; the developing of and establishing of the criteria for new auditing … Skills : Artificial Insemination,Reading dairy pedigrees, Working. Process annual and interim recertification's according to HUD 4350 including sending and receiving verifications of income and assets, completing questionnaires and all other regulated forms., Waiting list experiences Meticulous upkeep of files, calendars, events, create purchase orders and process invoices. Regulatory Compliance Specialist Resume Example + Salaries, Writing tips and Information. Assigned and graded weekly tests to support ensuring 80% accuracy was maintained. Investigated all complaints that came into the company through the U.S. Department of Education contract to determine validity and suggest any action needed following the investigation. enrollments plus completions (from 553 in 2010 to 683 in 2011 YTD across all [company name] brands). Ensured compliance with all applicable state and federal election laws, rules, and regulations. Managed day-to-day financials for Candidate Committees and Political Action Committees (PACs), including processing payroll, disbursements and receipts. While the specific duties may vary based on the industry, certain tasks are common and are listed on the Compliance Specialist Resume as follows – reviewing the company’s compliance with relevant … Performed Customer Service Representative duties as needed including order print/process procedures. Cooperated with the company's Safety & Industrial Hygiene Department to manage and maintain the safety records for over 100 employees. Do you need the best Compliance Specialist resume? Monitors departmental policies and procedures and reviews all marketing materials for adherence to compliance regulations. Assisted CCO and Compliance team with compliance-related tasks, with planning, developing and implementing projects of some complexity-appropriate regulatory, disclosures and other filings through CRD. Detailed review of marketing and educational materials for the Medicare and Commercial line of business. Performed full range of resident file reviews, Worked with site staff to obtain necessary documentation and clarification to prove program eligibility, Reviewed and submitted all regulatory reports, Provided compliance support and spot training to site staff to correct errors and mitigate future errors, Prepared and submitted audit documentation and audit responses, Monitored annual HUD income limits, public housing utility allowances and adjusted rent limits accordingly. Consulted with business groups on strategic compliance initiatives and worked with the Chief Compliance Officer to provided corporate compliance perspectives and developed a strategy to reduce potential compliance exposures. Advanced knowledge of MRI, Boston Post and Nexus software, Work number programs. Worked as part of a compliance team performing various tasks in response to frequent visits and requests made by outside auditors, the FDA, and the company's consent decree obligations. Identifies prospects by reading telephone and zip code directories and other prepared listings. Determined account requirements and potential service gaps by reviewing compliance manuals, EDI maps, routing guides and other media as required. Specific proficiency in the following areas: Risk Management Compliance Management Project Management Regulatory Change Management Technology and Process Improvements Reporting & Analysis Contract Management and Negotiation Legal Review and Research. Implemented and analyzed quarterly and year end attestations. Compiled and submitted audit reports/corrective action plans to Sales Force and Sales Management. Show Resume Text. Environmental Compliance Specialist Resume. You can use this as base to create a resume for your job application. A Compliance Specialist will ensure that organizations and companies comply with relevant rules, stipulations, and standards. Communicated with vendors/procurement to purchase equipment for the department at the FDA's request, such as scales/balances for product measurement and securable storage cages for product waste. Participated in approving social media content. Objective : Dependable, accurate professional with extensive experience in administrative support. Reading EDI Raw data files, worked with a variety of divisions to assure orders were expedited promptly meeting compliance SLA's. Partnered with internal business groups to plan, develop, test, implement and document all processes required by the new accounts. These professionals determine company responsibilities, report to business managers, make … Skills : Phone Etiquette, Customer Service Skills, Quick Learner, Cash Handling, Type 45 Wpm, Excel. Investigate activities of institutions to enforce laws and regulations and to ensure legality of transactions and operations or financial solvency. Objective : Graduate of IT Technical Institute of Columbia South Carolina. Acted as multi-organizational, customer service representative. Consistently exceeded annual audit goals by successfully completing more than twenty percent of the Sales Force (both random and "for cause") audits. All rights reserved. Operate 10-key calculators, typewriters, and copy machines to preform calculations and produce documents. 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